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Non-record: 11L Partial RoPE + XSA4 + VE128 + Tight SWA + GPTQ-lite (val_bpb=1.1804)#534

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Non-record: 11L Partial RoPE + XSA4 + VE128 + Tight SWA + GPTQ-lite (val_bpb=1.1804)#534
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@rarce rarce commented Mar 23, 2026

Summary

val_bpb: 1.1804 (post-quant, single seed) | 15.95 MB artifact | 8×H100 SXM, 615s

Non-record submission documenting systematic combination of PR #374 frontier techniques with MLP width optimization and GPTQ-lite quantization.

Key Techniques

Technique Source Impact
Partial RoPE (16/64 dims) PR #315 Position-free 75% of head dims
LN Scale (1/sqrt(i+1)) PR #315 Damps deeper layers
XSA on last 4 layers PR #265, #287 GQA-aware self-value debiasing
Shared VE128 (layers 9,10) PR #374 Value embedding injection
Tight SWA (scale<0.2) PR #374 Zero-penalty weight averaging
Late QAT (lr_scale<0.1) PR #297 Avoids Muon momentum corruption
GPTQ-lite (clip search) PR #379 Per-tensor optimal clip ratio
MLP hidden=1408 Novel Faster steps → more training in 10min
Int6 layers 1-9 + int8 0,10 Reference Mixed precision quantization
zstd-22 Standard ~35% better than zlib

Novel Contribution

MLP hidden=1408 vs 1536: Narrower MLP fits in 16MB while enabling 33% more training steps (137ms vs 178ms/step). The extra 1000 steps more than compensate for reduced per-step capacity:

  • MLP 1536: 3061 steps, val_bpb 1.1958, 18MB (over limit)
  • MLP 1408: 4071 steps, val_bpb 1.1804, 15.95MB (under limit)

Metrics

Metric Value
Pre-quant val_bpb 1.1770
Post-quant val_bpb 1.1804
Quant gap +0.0034
Steps 4,071 @ 137ms/step
Parameters 25,224,291
Artifact 15,949,473 bytes

Test plan

  • Artifact under 16MB (15.95MB)
  • Trains in 615s on 8×H100 SXM
  • Post-quant roundtrip verified
  • train_gpt.py compiles and runs from records/ folder
  • Train log included
  • Multi-seed validation (single seed, budget constrained)

rarce and others added 30 commits March 20, 2026 11:00
git-subtree-dir: modded-nanogpt
git-subtree-split: 1cafa69148f326110381c74ae458aca859f3a881
git-subtree-dir: slowrun
git-subtree-split: 767782103f3bddcc75508f1e5860585f60371df2
…challenges

- docs/README.md: Problem definition, architecture, leaderboard analysis, key insights
- docs/nanogpt-speedrun.md: 77-record progression analysis, 12 techniques with transferability assessment
- docs/nanogpt-slowrun.md: 27-record analysis across 3 tracks, regularization and data-efficiency techniques
- CLAUDE.md: Project guidance for Claude Code
- papers/2001.08361.pdf: Neural Scaling Laws reference paper
- .gitignore: Add .claude/settings.local.json

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Comprehensive analysis of techniques applicable to our ~22M param model:
- Depth vs width debate (MobileLLM vs Depth Delusion paper)
- Parameter sharing and depth recurrence (RingFormer, MobileLLM-LS)
- Current PG frontier: PRs pushing to val_bpb ~1.13 with int6+QAT+SWA
- Quantization: int6, QAT/STE, BitNet ternary, mixed precision
- Optimizer advances: NorMuon, Polar Express, ROOT, CANS
- MTP not recommended at sub-1B scale
- Prioritized action plan across 3 tiers

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
- Add "Analisis de Envios" section contrasting merged SOTA (1.1748) vs PR frontier (~1.1318)
- Document consensus stack: int6+QAT+SWA+11L+MLP3x+SmearGate
- Add "Contraste: Investigacion vs Practica" with validated/surprise/pending findings
- Replace speculative "Espacio de Exploracion" with evidence-based 3-tier R&D priorities
- Add "No Recomendado" section (MTP, byte-level, MoE, dropout) with justifications
- Update quantization pipeline to reflect int6+zstd frontier
- Expand references with internal docs, papers, and community links

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
- Add baseline/SOTA/frontier val_bpb scores at the top
- Add Knowledge Base section pointing to docs/ analysis files
- Document reference subtrees (modded-nanogpt, slowrun)
- Add Frontier Technique Stack table (int6+QAT+SWA+11L+MLP3x consensus)
- Update artifact description to reflect int6+zstd frontier

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Based on frontier PR analysis (docs/README.md), applies the competitive
consensus stack to the MLX training script:

Architecture:
- 11 layers (up from 9) — sweet spot for 16MB budget under int6
- MLP 3× expansion (hidden=1536) — optimal SwiGLU ratio ~2.7×
- Seq length 2048 (up from 1024) — 2× training context
- SmearGate — learned gate blending current + previous token embeddings
- Logit softcap 20 (down from 30) — better stability per speedrun findings

Training:
- Muon weight decay 0.038 — keeps weights small for quantization
- Int6 QAT with STE — fake 6-bit quantization during training
- SWA (Stochastic Weight Averaging) — averages weights during warmdown
  with 0.7/0.3 final/SWA blend (optimal from slowrun research)

Quantization:
- FP16 embedding passthrough — never quantize the tied embedding layer

All features are env-var configurable (QAT_ENABLED, SWA_ENABLED,
MUON_WEIGHT_DECAY, etc.) and can be disabled for A/B testing.
Script stays under 1500-line cap at 1202 lines.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Int6 quantization stores weights as multiples of 4 in int8 containers,
giving 64 levels (6-bit effective precision). zlib compresses the reduced
entropy ~35% better than full int8, freeing artifact space for more params.

- QUANT_BITS env var (default 6) controls quantization precision
- Step=4 rounding in quantize_float_array for int6 mode
- Dequantization correctly handles quant_step division
- Format tag tracks quant precision (int6_clean_per_row_v1)

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Mirrors all consensus stack changes from train_gpt_mlx.py to the CUDA
training script for RunPod deployment:

Architecture:
- 11 layers (NUM_LAYERS=11), MLP 3× (MLP_MULT=3), seq 2048
- SmearGate module (zero-init, learned per-dim gate)
- Logit softcap 20 (LOGIT_SOFTCAP=20)

Training:
- Muon weight decay 0.038 (MUON_WEIGHT_DECAY)
- Int6 QAT with STE (QAT_ENABLED=1, QAT_BITS=6)
- SWA during warmdown (SWA_ENABLED=1, SWA_EVERY=50, blend 0.7/0.3)

Quantization:
- Int6 step=4 rounding (QUANT_BITS=6) — 64 levels in int8 container
- FP16 embedding passthrough (FP16_EMBED_PASSTHROUGH=1)
- quant_step metadata for correct dequantization

All features env-var configurable. 1460 lines (under 1500 cap).

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Pure bash script using RunPod REST API v1 for pod lifecycle management:
- create: provision 1x or 8x H100 with Parameter Golf template
- setup: clone repo + download FineWeb data on pod
- run: launch training with configurable RUN_ID and extra env vars
- fetch: download logs and artifacts to local machine
- stop/terminate: manage pod lifecycle
- ssh: direct SSH connection to pod

Tracks pod ID in .runpod_pod_id for multi-command workflows.
Uses RUNPOD_API_KEY from .env file.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
- Add our consensus stack config (26.5M params, 4.3MB artifact)
- Add RunPod automation commands and scripts/runpod.sh reference
- Update architecture section to reflect consensus stack in both scripts
- Add consensus stack feature table with env vars and implementation status
- Add experiment logs summary table
- Update MLX command for seq_len=2048 compatibility
- .gitignore: add .env to prevent API key leaks

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
torch.load with weights_only=True (PyTorch default since 2.6) cannot
deserialize the quant_step int stored in the quant dict, causing it
to fall back to quant_step=1 and producing wrong dequantized weights.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
The reference int6 implementation (2026-03-19_10L_MixedPrecision record)
quantizes to int8 first, then rounds values to nearest multiple of step
as a post-processing step. Dequantization is standard int8 (q * scale).

Our previous approach changed the quantization scale (dividing by 31
instead of 127) and required special quant_step metadata for
dequantization. This caused:
1. 4× scale mismatch producing +0.075 BPB degradation
2. Needed weights_only=False for torch.load (non-standard)
3. Incompatible with baseline dequantization

Now both scripts match the reference:
- quantize_float_tensor: standard int8 (scale = clip/127)
- Post-hoc: round int8 values to multiples of 4 (64 levels)
- dequantize: standard q.float() * scale (no quant_step division)
- Removed weights_only=False from torch.load

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
- Remove startSsh (not a valid REST API field)
- Fix JSON paths: API returns flat object, not nested .pod
- SSH info from .publicIp + .portMappings["22"] (not .runtime.ports)
- Auto-load .env file in script (set -a/+a)
- Add .runpod_pod_id to .gitignore

Tested: create, status, list, stop, terminate all working.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
The reference record (10L_MixedPrecision) applies int6 step=4 rounding
only to middle layers (3-6), keeping first/last layers at full int8.
Applying int6 to ALL layers caused +0.075 BPB degradation.

Changes:
- INT6_LAYERS env var (default "3,4,5,6,7") selects which layers get int6
- INT6_STEP env var (default 4) controls rounding step
- First/last layers stay int8 (256 levels) for input/output quality
- Middle layers use int6 (64 levels) for better compression
- Reference achieved only +0.0018 BPB degradation with this approach

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
The Parameter Golf template creates an empty /workspace/parameter-golf
directory. The setup script now detects dirs without .git and removes
them before cloning.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Three techniques from the top PRs (openai#265, openai#287, openai#297):

1. XSA (Exclusive Self Attention) on last 3 layers (XSA_LAST_N=3):
   Removes self-value bias via orthogonal projection (arXiv:2603.09078).
   GQA-aware: uses reshape+broadcast instead of repeat_interleave.
   Zero new parameters, ~2ms/step overhead.

2. EMA (decay=0.997) replaces SWA (EMA_ENABLED=1, SWA_ENABLED=0):
   Exponential moving average updated every step during warmdown.
   Smoother weight averaging, better generalization/compression.

3. Late QAT (QAT_LATE_FRAC=0.85):
   QAT activates at 85% of wallclock to avoid Muon momentum corruption.
   LR halved when QAT activates (per PR openai#297 finding).

Trimmed comments to stay under 1500-line cap (1457 lines).

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
approx_training_time_ms was referenced before assignment in the
Late QAT block. Moved the check after step increment where the
variable is computed.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
- deploy: all-in-one create+setup+run
- tail: quick log check (10 lines)
- done: fetch artifacts + terminate pod

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
- docs/review_records_track_10min_16mb.md: Analysis of all 17 merged records
  with architecture, convergence curves, ablations, and novel contributions
- docs/review_pr_records_track_10min_16mb.md: Analysis of top 20 open PRs
  with techniques, scores, and novel ideas not yet in merged records
- docs/original_model.md: "RingGolf" proposal — depth recurrence with
  per-loop low-rank adapters, dim=576, gradient-guided mixed quant,
  backout connection. 16 effective layers from 8 unique blocks.
  4-phase execution plan with fallback strategy.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Replaces flat num_layers with prelude/core/coda architecture:
- Prelude (2 unique blocks): input processing, stored for U-Net skips
- Core (4 shared blocks × 3 loops = 12 effective layers): depth recurrence
- Coda (2 unique blocks): output processing, consumes prelude skips

Effective depth: 2 + 12 + 2 = 16 layers from only 8 unique blocks.
Model dim increased to 576 (from 512) using saved parameter budget.
Loop iteration embeddings tell core blocks which pass they're on.

Config: PRELUDE_LAYERS=2 CORE_LAYERS=4 CODA_LAYERS=2 RECURRENCE_LOOPS=3
Set RECURRENCE_LOOPS=1 to disable recurrence (8 effective layers).

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Issues fixed:
1. Removed self.blocks ModuleList that duplicated prelude/core/coda
   params in state_dict (32MB -> ~15MB artifact). Now uses @Property.
2. Unrolled core recurrence loop statically (3 explicit calls) for
   torch.compile fullgraph compatibility and better optimization.
3. Fixed int6 quantization to target "core." keys instead of "blocks."
4. Added loop_embeds to scalar optimizer params.
5. Factored _run_core() helper for the unrolled loop.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
original_model.md:
- Discard depth recurrence (amplifies quant error 900×, throughput loss)
- New direction: eval-time optimization stack (PPM-C + GPTQ-lite)
- Document all our experiment results (v3, v4, v4_30m, ringgolf)
- Add TTT/XSA interaction findings (PR openai#303: mutually exclusive)
- Add PR openai#375 meta-insight (1ms overhead = 0.006 BPB)
- 4-phase execution plan targeting PPM-C as original contribution

review_pr_records_track_10min_16mb.md:
- Add 2026-03-22 update with PRs openai#374, openai#379, openai#390, openai#375, openai#303, openai#363
- New SOTA at 1.1246 (PR openai#374: Tight SWA + VE128)
- Document negative results from $500 compute spend (PR openai#375)
- Unexplored opportunities: PPM-C, Neural Cache

review_records_track_10min_16mb.md:
- Add timestamp note (17 records, no changes)

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
rarce and others added 12 commits March 22, 2026 20:02
Full SOTA reproduction stack with novel additions:

Architecture:
- Partial RoPE (16/64 dims) — position-free attention on 75% of dims
- LN Scale (1/sqrt(layer+1)) — damp deeper layers
- XSA on last 4 layers — GQA-aware orthogonal self-value debiasing
- Shared Value Embedding (dim=128, layers 9,10) — 1 table, per-layer scales
- SmearGate, BigramHash (existing)

Training:
- Tight SWA (scale<0.2) — only average last ~600 steps, zero penalty
- Late QAT (existing)
- Muon WD=0.038, logit softcap=30

Post-training:
- GPTQ-lite: per-tensor clip ratio search (5 candidates) minimizing
  reconstruction error. Zero training cost.

Eval-time (NOVEL):
- PPM-C context mixer: order-2 per-document n-gram model mixed with
  neural log-probs at alpha=0.95. Zero artifact cost, ~60 LOC.

1325 lines (under 1500 cap).

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
From clean upstream base, added:
- Hyperparams: 11L, MLP3x, seq2048, batch786K, Muon 0.99, WD=0.04,
  Partial RoPE, LN Scale, XSA, VE, Tight SWA, Late QAT, GPTQ-lite
- Modules: SmearGate, SharedValueEmbedding, fake_quantize, CastedLinear+QAT
- Partial RoPE in Rotary + apply_rotary_emb

TODO: CausalSelfAttention (XSA+VE), Block (LN Scale), GPT (wire all),
  Muon WD, training loop (SWA, Late QAT, EMA), quantization (int6, GPTQ)

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Clean rewrite from upstream base with full SOTA stack:

Architecture: 11L, MLP3x, SmearGate, SharedVE128 (layers 9,10),
Partial RoPE (16/64 dims), LN Scale (1/sqrt(i+1)), XSA4 (GQA-aware),
U-Net skips, logit softcap 30, tied embeddings.

Training: Muon lr=0.025 momentum=0.99 WD=0.04, batch 786K, seq 2048,
warmdown 3000, grad_clip 0.3. Late QAT (STE int6 when lr_scale<0.1).
Tight SWA (scale<0.2, every 50 steps, uniform average).

Quantization: GPTQ-lite (5-point clip search per tensor), int6 step=4
on middle layers (3-7), FP16 embedding passthrough.

GPT class simplified to take Hyperparameters directly.
1172 lines (under 1500 cap).

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
SharedValueEmbedding and ve_scales only participate in forward for
layers 9,10. Other layers' ve_scales get no gradient, causing DDP
rebuild_buckets error. find_unused_parameters=True resolves this.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
zstd level 22 provides ~35% better compression than zlib-9 on int6 data.
This should bring our 16.66 MB artifact under the 16 MB cap.
Requires: pip install zstandard

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
- val_bpb 1.1958 post-quant (competitive, needs sliding eval)
- Degradation +0.0007 (best ever, Tight SWA + GPTQ-lite work)
- Artifact 18 MB > 16 MB limit — needs int6-all + pruning
- Full convergence curve and experiment log table
- Next step: fix artifact size, add sliding eval

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Previous run: 18 MB artifact with int6 only on middle layers.
Fix: apply int6 step=4 rounding to ALL block and VE weights (not just
layers 3-7). Additionally prune smallest 10% of weights to zero for
better zstd compression. PR openai#389 validates this approach (~500KB savings).

Expected: 18 MB → ~15 MB (int6-all saves ~1.5 MB, pruning saves ~500KB).

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Replaces aggressive int6-all + 10% pruning with targeted approach:
- MLP_HIDDEN=1408 (vs 1536): saves ~1.44M params (~1MB compressed)
  Following PR openai#332 which uses 1408 for its 12-layer model
- Int6 on layers 1-9, keep layer 0 and 10 at int8 (input/output quality)
- No magnitude pruning (preserves model quality)

Expected artifact: ~15.5 MB (down from 18 MB)
MLP_HIDDEN env var overrides mlp_mult*dim when > 0.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Match CUDA changes: MLP_HIDDEN=1408 default, int6 rounding on
layers 1-9 (keep 0 and 10 at int8). MLX smoke confirms 25.2M params
and 5.14 MB artifact (down from 6.7 MB).

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Usage: ./scripts/runpod.sh create 8 COMMUNITY
COMMUNITY = spot instances (cheaper, may be preempted)
SECURE = on-demand (default, guaranteed)

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Submission combining PR openai#374 frontier techniques with MLP width
optimization and GPTQ-lite clip search:

- 11L/512d, MLP hidden=1408, 25.2M params
- Partial RoPE (16/64), LN Scale, XSA4, Shared VE128
- Tight SWA (scale<0.2), Late QAT (lr_scale<0.1)
- GPTQ-lite per-tensor clip search (5 candidates)
- Int6 layers 1-9 + int8 layers 0,10 + FP16 embed
- zstd-22 compression → 15.95MB artifact
- 4071 steps @ 137ms/step on 8×H100 SXM

val_bpb: 1.1804 (single seed 1337)

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
- Add requirements.txt (zstandard dependency)
- Fix DATA_PATH/TOKENIZER_PATH to use relative paths from records/
- Clarify non-record status and novel contribution

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
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rarce commented Mar 23, 2026

Closing: PR included unrelated files. Will resubmit with clean branch.

@rarce rarce closed this Mar 23, 2026
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